Heather Murphy, CSA®, CAMS, AIF®, Director, Deputy Chief AML Officer

Heather is Commonwealth’s deputy chief anti-money laundering officer. In this role, she oversees the day-to-day operations of the AML office, which includes investigating suspected financial exploitation cases. She also has been integral in standing up the firm's Senior Investor Protection program. Heather has worked in the financial services industry for more than 20 years. She holds FINRA Series 7, 24, 53, 63, and 65 securities registrations as well as the Certified Senior Advisor, Certified Anti-Money Laundering Specialist, and Accredited Investment Fiduciary® designations.
Information about securities-registered professionals may be found at FINRA BROKERCHECK.

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