Scott Wilkinson, IACCP, Manager, RIA Compliance Consulting

Scott Wilkinson is manager of the RIA Compliance Consulting program at Commonwealth. With the firm since August 1999, he works closely with Commonwealth’s hybrid RIA and RIA-Only practices to establish, implement, and maintain their compliance programs. He also serves as our in-house expert on the Commonwealth Alliance Program (CAP) and manages Commonwealth’s lead generation referral programs. He holds FINRA Series 4, 7, 24, 31, 53, and 66 securities registrations, as well as the Investment Adviser Certified Compliance Professional (IACCP) certification.
Information about securities-registered professionals may be found at FINRA BROKERCHECK.

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